{"formats":[{"name":"JSON","format":"json","url":"\/downloads\/2026\/code-json\/13.1-526.json"},{"name":"Plain Text","format":"text","url":"\/downloads\/2026\/code-text\/13.1-526.txt"},{"name":"XML","format":"xml","url":"\/downloads\/2026\/code-xml\/13.1-526.xml"},{"name":"HTML","format":"html","url":"\/downloads\/2026\/code-html\/13.1-526.html"}],"law_id":346665,"edition_id":2,"section_id":346665,"structure_id":49775,"section_number":"13.1-526","catch_line":"Transition","history":"1956, c. 428.","full_text":"Registrations of dealers and agents under prior law shall continue as registrations as broker-dealers and agents under this chapter until April 30 following the effective date of this chapter. Licenses issued under \u00a7 13-128 of the Code of 1950 shall continue in effect until April 30 following the effective date of this chapter. The exemption provided for regularly established dealers by \u00a7 13-113 (11), whenever the requirements of \u00a7\u00a7 13-116 to 13-121 inclusive have been complied with prior to the effective date of this chapter, shall continue in effect until April 30 following the effective date of this chapter and all securities for which a registration is in effect pursuant to that exemption on the effective date of the repeal of \u00a7 13-113 (11) shall be deemed to have been registered by notification under this chapter. But such registrations, licenses and exemptions may be terminated by the Commission for causes justifying termination of registrations under this chapter.\n\n","order_by":null,"text":{"0":{"id":1292734,"text":"Registrations of dealers and agents under prior law shall continue as registrations as broker-dealers and agents under this chapter until April 30 following the effective date of this chapter. Licenses issued under \u00a7 13-128 of the Code of 1950 shall continue in effect until April 30 following the effective date of this chapter. The exemption provided for regularly established dealers by \u00a7 13-113 (11), whenever the requirements of \u00a7\u00a7 13-116 to 13-121 inclusive have been complied with prior to the effective date of this chapter, shall continue in effect until April 30 following the effective date of this chapter and all securities for which a registration is in effect pursuant to that exemption on the effective date of the repeal of \u00a7 13-113 (11) shall be deemed to have been registered by notification under this chapter. But such registrations, licenses and exemptions may be terminated by the Commission for causes justifying termination of registrations under this chapter.","type":"section","prefixes":[""],"prefix":"","entire_prefix":"","prefix_anchor":"","level":1}},"ancestry":[{"id":49775,"edition_id":2,"name":"Miscellaneous","identifier":"5","label":"article","depth":3,"order_by":4,"parent_id":49770,"metadata":{"child_laws":21,"child_structures":0},"date_created":"2026-08-02 02:14:47","date_modified":"2026-08-02 12:29:07","permalink":{"id":1376879,"object_type":"structure","relational_id":49775,"identifier":"5","token":"13.1\/5\/5","url":"\/13.1\/5\/5\/","edition_id":2,"permalink":0,"preferred":1}},{"id":49770,"edition_id":2,"name":"Securities Act","identifier":"5","label":"chapter","depth":2,"order_by":3,"parent_id":49726,"metadata":{"child_laws":40,"child_structures":6},"date_created":"2026-08-02 02:14:45","date_modified":"2026-08-02 12:29:05","permalink":{"id":1376805,"object_type":"structure","relational_id":49770,"identifier":"5","token":"13.1\/5","url":"\/13.1\/5\/","edition_id":2,"permalink":0,"preferred":1}},{"id":49726,"edition_id":2,"name":"Corporations","identifier":"13.1","label":"title","depth":1,"order_by":44,"parent_id":null,"metadata":{"child_laws":894,"child_structures":104},"date_created":"2026-08-02 02:14:01","date_modified":"2026-08-02 12:29:04","permalink":{"id":1374495,"object_type":"structure","relational_id":49726,"identifier":"13.1","token":"13.1","url":"\/13.1\/","edition_id":2,"permalink":0,"preferred":1}}],"structure_contents":[{"id":346649,"structure_id":49775,"section_number":"13.1-514","catch_line":"Exemptions","url":"\/13.1-514\/","token":"13.1\/5\/5\/13.1-514","metadata":false},{"id":346647,"structure_id":49775,"section_number":"13.1-514.1","catch_line":"Exemption of certain securities by order of Commission","url":"\/13.1-514.1\/","token":"13.1\/5\/5\/13.1-514.1","metadata":false},{"id":346648,"structure_id":49775,"section_number":"13.1-514.2","catch_line":"Primacy of Virginia law to be maintained","url":"\/13.1-514.2\/","token":"13.1\/5\/5\/13.1-514.2","metadata":false},{"id":346650,"structure_id":49775,"section_number":"13.1-515","catch_line":"Advertising","url":"\/13.1-515\/","token":"13.1\/5\/5\/13.1-515","metadata":{"court_decisions":""}},{"id":346651,"structure_id":49775,"section_number":"13.1-516","catch_line":"Misleading filings","url":"\/13.1-516\/","token":"13.1\/5\/5\/13.1-516","metadata":false},{"id":346652,"structure_id":49775,"section_number":"13.1-517","catch_line":"Consent to service of process","url":"\/13.1-517\/","token":"13.1\/5\/5\/13.1-517","metadata":false},{"id":346654,"structure_id":49775,"section_number":"13.1-518","catch_line":"Investigations; confidentiality of information and documents","url":"\/13.1-518\/","token":"13.1\/5\/5\/13.1-518","metadata":false},{"id":346653,"structure_id":49775,"section_number":"13.1-518.1","catch_line":"Broker-dealers and investment advisors to file certain reports with Commission","url":"\/13.1-518.1\/","token":"13.1\/5\/5\/13.1-518.1","metadata":false},{"id":346655,"structure_id":49775,"section_number":"13.1-519","catch_line":"Injunctions","url":"\/13.1-519\/","token":"13.1\/5\/5\/13.1-519","metadata":false},{"id":346657,"structure_id":49775,"section_number":"13.1-520","catch_line":"Crimes","url":"\/13.1-520\/","token":"13.1\/5\/5\/13.1-520","metadata":false},{"id":346656,"structure_id":49775,"section_number":"13.1-520.1","catch_line":"Commission may transmit record or complaint to locality where violation occurred","url":"\/13.1-520.1\/","token":"13.1\/5\/5\/13.1-520.1","metadata":false},{"id":346658,"structure_id":49775,"section_number":"13.1-521","catch_line":"Violations punishable by the Commission","url":"\/13.1-521\/","token":"13.1\/5\/5\/13.1-521","metadata":false},{"id":346659,"structure_id":49775,"section_number":"13.1-522","catch_line":"Civil liabilities","url":"\/13.1-522\/","token":"13.1\/5\/5\/13.1-522","metadata":false},{"id":346661,"structure_id":49775,"section_number":"13.1-523","catch_line":"Rules and forms","url":"\/13.1-523\/","token":"13.1\/5\/5\/13.1-523","metadata":false},{"id":346660,"structure_id":49775,"section_number":"13.1-523.1","catch_line":"Commission authority to regulate securities and investment advisory activities","url":"\/13.1-523.1\/","token":"13.1\/5\/5\/13.1-523.1","metadata":false},{"id":346662,"structure_id":49775,"section_number":"13.1-524","catch_line":"Certain records of Commission available to public; admissibility of copies; destruction","url":"\/13.1-524\/","token":"13.1\/5\/5\/13.1-524","metadata":false},{"id":346664,"structure_id":49775,"section_number":"13.1-525","catch_line":"Official interpretations","url":"\/13.1-525\/","token":"13.1\/5\/5\/13.1-525","metadata":false},{"id":346663,"structure_id":49775,"section_number":"13.1-525.1","catch_line":"Fees to cover expense of regulation","url":"\/13.1-525.1\/","token":"13.1\/5\/5\/13.1-525.1","metadata":false},{"id":346665,"structure_id":49775,"section_number":"13.1-526","catch_line":"Transition","url":"\/13.1-526\/","token":"13.1\/5\/5\/13.1-526","metadata":{"court_decisions":{"0":{"name":"Trigon Insurance v. United States","case_number":"3:00cv365","citation":"215 F. Supp. 2d 687","date":"2002-08-09","url":"https:\/\/www.courtlistener.com\/opinion\/2503699\/trigon-insurance-v-united-states\/","abstract":" .\u202f.\u202f. 215 F.Supp.2d 687 (2002) .\u202f.\u202f. ","court_html":"District Court, E.D. Virginia"}}}},{"id":346670,"structure_id":49775,"section_number":"13.1-527","catch_line":"Short title","url":"\/13.1-527\/","token":"13.1\/5\/5\/13.1-527","metadata":false},{"id":346666,"structure_id":49775,"section_number":"13.1-527.01","catch_line":"Repealed","url":"\/13.1-527.01\/","token":"13.1\/5\/5\/13.1-527.01","metadata":false}],"previous_section":{"id":346663,"structure_id":49775,"section_number":"13.1-525.1","catch_line":"Fees to cover expense of regulation","url":"\/13.1-525.1\/","token":"13.1\/5\/5\/13.1-525.1","metadata":false},"next_section":{"id":346670,"structure_id":49775,"section_number":"13.1-527","catch_line":"Short title","url":"\/13.1-527\/","token":"13.1\/5\/5\/13.1-527","metadata":false},"metadata":{"court_decisions":{"0":{"name":"Trigon Insurance v. United States","case_number":"3:00cv365","citation":"215 F. Supp. 2d 687","date":"2002-08-09","url":"https:\/\/www.courtlistener.com\/opinion\/2503699\/trigon-insurance-v-united-states\/","abstract":" .\u202f.\u202f. 215 F.Supp.2d 687 (2002) .\u202f.\u202f. ","court_html":"District Court, E.D. Virginia"}}},"official_url":"https:\/\/law.lis.virginia.gov\/vacode\/13.1-526\/","history_text":"<p>This law was first created in 1956. The record of its establishment is cataloged in chapter 428 of that year\u2019s edition of \u201cActs of Assembly,\u201d the annual state publication listing all changes made to the Code of Virginia in that year. Unfortunately, the 1956 \u201cActs\u201d aren\u2019t available online.<\/p>","references":false,"refers_to":false,"permalink":{"id":1376953,"object_type":"law","relational_id":346665,"identifier":"13.1-526","token":"13.1\/5\/5\/13.1-526","url":"\/13.1-526\/","edition_id":2,"permalink":0,"preferred":1},"url":"\/13.1-526\/","token":"13.1\/5\/5\/13.1-526","dublin_core":{"Title":"Transition","Type":"Text","Format":"text\/html","Identifier":"\u00a7 13.1-526","Relation":"Code of Virginia"},"html":"\n\t\t\t\t\t\t<section><p>Registrations of dealers and agents under prior <span class=\"dictionary\">law<\/span> shall continue as registrations as broker-dealers and agents under this chapter until April 30 following the effective date of this chapter. Licenses issued under \u00a7&nbsp;13-128 of the Code of 1950 shall continue in effect until April 30 following the effective date of this chapter. The exemption provided for regularly established dealers by \u00a7&nbsp;13-113 (11), whenever the requirements of \u00a7\u00a7&nbsp;13-116 to 13-121 inclusive have been complied with prior to the effective date of this chapter, shall continue in effect until April 30 following the effective date of this chapter and all securities for which a registration is in effect pursuant to that exemption on the effective date of the repeal of \u00a7&nbsp;13-113 (11) shall be deemed to have been registered by notification under this chapter. But such registrations, licenses and exemptions may be terminated by the Commission for causes justifying termination of registrations under this chapter.<\/p><\/section>","plain_text":"                                 CODE OF VIRGINIA\n\nTRANSITION (\u00a7 13.1-526)\n\nRegistrations of dealers and agents under prior law shall continue as\nregistrations as broker-dealers and agents under this chapter until April 30\nfollowing the effective date of this chapter. Licenses issued under \u00a7 13-128 of\nthe Code of 1950 shall continue in effect until April 30 following the effective\ndate of this chapter. The exemption provided for regularly established dealers\nby \u00a7 13-113 (11), whenever the requirements of \u00a7\u00a7 13-116 to 13-121 inclusive\nhave been complied with prior to the effective date of this chapter, shall\ncontinue in effect until April 30 following the effective date of this chapter\nand all securities for which a registration is in effect pursuant to that\nexemption on the effective date of the repeal of \u00a7 13-113 (11) shall be deemed\nto have been registered by notification under this chapter. But such\nregistrations, licenses and exemptions may be terminated by the Commission for\ncauses justifying termination of registrations under this chapter.\n\nHISTORY: 1956, c. 428.","edition":{"id":2,"name":"2026","slug":"2026","date_created":"2026-07-16 18:40:23","date_modified":"2026-08-02 15:14:36","current":1,"order_by":2,"last_import":"2026-08-02 12:37:30"}}